PER CURIAM.
On March 4, 2009, Officer Davis, an officer with the Midfield Police Department ("the department"), stopped Marvin Brown ("Marvin") as he was driving an all-terrain vehicle ("ATV") in Midfield. During the traffic stop, Officer Davis asked Marvin for identification, including, among other things, his Social Security number. Officer Davis gave Marvin's Social Security number to the department's dispatcher, who discovered that Marvin had an outstanding felony warrant issued against him in Tennessee. The dispatcher did not state over the radio that there was a warrant for Marvin, but she did ask whether Officer Davis was "secure." Sgt. Brown testified that the question "are you secure" is "code language meaning that there are warrants outstanding for the suspect's arrest." Sgt. Brown, who was the shift supervisor for the department that day, overheard on his radio Officer Davis's exchange with the dispatcher. Upon hearing the question "are you secure?," Sgt. Brown began driving to Officer Davis's location to provide him with backup.
In the meantime, while Officer Davis was talking to the dispatcher, Marvin restarted the ATV and started to drive away. Marvin testified that Officer Davis had told him that he was going to take Marvin to Midfield jail and had threatened to use his Taser gun on him. Officer Davis pursued Marvin. During the pursuit, the ATV collided with Officer Davis's patrol car. Marvin then abandoned the ATV and fled on foot. Officer Davis continued to pursue, and, eventually, Marvin got into a Honda Accord automobile that was parked in a driveway on Nail Street and drove away.
Sgt. Brown, who had been listening to Officer Davis on the police radio, arrived at Nail Street in time to see Officer Davis standing on the side of the road, pointing to a dark-colored vehicle that was driving away and talking into the police radio, saying that the suspect was in that vehicle. Sgt. Brown testified by affidavit as follows:
Sgt. Brown pursued Marvin onto the Bessemer Superhighway, where, Sgt. Brown testified, he noted that Marvin was driving recklessly and was exceeding the
Marvin continued to flee through the City of Brighton, until, at the intersection of 48th Street and Huntsville Avenue, the Honda Accord collided with a truck driven by Patrick, in which Patrick's grandmother, Willie Lee Williams, was a passenger. The collision caused the truck to flip over several times. Willie Lee died at the scene, and Patrick suffered severe injuries.
The testimony is disputed as to the events immediately preceding the collision. Marvin testified in his deposition that he stopped at the stop sign at the intersection of 48th Street and Huntsville Avenue but that he saw Sgt. Brown's patrol car coming up behind him too quickly to stop. Marvin testified that he knew a collision was imminent, that he closed his eyes, and that he was hit from behind and propelled into the intersection. Marvin also testified that there was damage to the back of the Honda Accord after the collision that had not been there before the collision. However, when asked directly whether Sgt. Brown's patrol car hit the Honda Accord, Marvin testified that he did not recall.
Sgt. Brown and some of the eyewitnesses testified that Marvin did not stop at the stop sign at the intersection, but continued into the intersection at a high rate of speed, colliding with Patrick's truck. Sgt. Brown also testified that there had not been any contact between his patrol car and the Honda Accord. Cliff Prosser, a consulting technician who was asked by the Jefferson County Sheriff's Department to investigate the accident, testified by affidavit:
Marvin pleaded guilty in criminal proceedings to charges of manslaughter and first-degree assault and was sentenced to serve time in prison. In May 2010, Patrick
While the Midfield defendants' first mandamus petition was pending, Patrick and the estate amended their complaint. They alleged claims of negligence per se against Midfield for the negligence of Sgt. Brown, claims of negligent supervision and training against Midfield, and claims of general negligence against Officer Davis and Sgt. Brown and, derivatively, against Midfield. In May 2013, the Midfield defendants filed a motion for a summary judgment, again arguing, among other things, that Officer Davis and Sgt. Brown were immune from suit pursuant to § 6-5-338 and that the claims against Midfield were barred by the combined effect of § 6-5-338 and § 11-47-190, Ala.Code 1975. The circuit court denied the motion, finding that "there [were] material issues of fact in dispute and that the [Midfield] Defendants [were] not entitled to judgment as a matter of law." The Midfield defendants now seek mandamus relief from the denial of their motion for a summary judgment.
This Court's recent decision in Ex parte City of Montgomery, 99 So.3d 282 (Ala. 2012), sets forth the legal standard applicable in this case. In Ex parte City of Montgomery, the City of Montgomery and several police officers petitioned this Court for a writ of mandamus, arguing that certain claims against them were barred by the doctrine of State-agent immunity. This Court stated:
Ex parte City of Montgomery, 99 So.3d at 291-94 (quoting Ex parte Kennedy, 992 So.2d 1276, 1282-83 (Ala.2008)).
It is undisputed that Officer Davis and Sgt. Brown are "peace officers" for the purposes of § 6-5-338(a) and that their alleged misconduct occurred while "in performance of [a] discretionary function within the line and scope of [their] law enforcement duties." § 6-5-338(a). Thus, under Ex parte Cranman, as modified by Hollis v. City of Brighton, 950 So.2d 300, 309 (Ala.2006), Officer Davis and Sgt. Brown are entitled to State-agent immunity, and the burden shifts to Patrick and the estate to demonstrate that "`one of the two categories of exceptions to State-agent immunity recognized in Cranman is applicable.'" Ex parte City of Montgomery, 99 So.3d at 293 (quoting Ex parte Kennedy, 992 So.2d at 1282).
In their response to the Midfield defendants' motion for a summary judgment, Patrick and the estate argued that the second exception in Ex parte Cranman applies here. Specifically, they argued that, in pursuing Marvin, Officer Davis and Sgt. Brown were acting "beyond their authority" by violating various provisions of the department's vehicle-pursuit and emergency-response policy ("the policy") and § 32-5A-7, Ala.Code 1975.
As noted previously, "`a plaintiff can show that a State agent acted beyond his or her authority by proffering evidence that the State agent failed "`to discharge duties pursuant to detailed rules or regulations,
Patrick and the estate cite various provisions of the policy with which, they argue, Officer Davis and Sgt. Brown failed to comply. First, they argue that, "[a]ccording to Midfield's written policy governing vehicle pursuits, BEFORE initiating pursuit, the officer should consider several factors, including the seriousness of the violation, the risks involved in initiating the pursuit, and the route of the pursuit." Patrick and the estate's brief, at 7 (capitalization and emphasis in original). Patrick and the estate argue that Officer Davis had no information regarding the type of outstanding warrant against Marvin when he initiated pursuit. Id., at 21-22.
The factors to be considered before commencing pursuit are not presented in the policy as a checklist but, instead, as factors for officers to consider in exercising the discretionary duty under the policy to balance the danger to the public of pursuing a fleeing suspect against "the danger[ ] to the public of a suspect remaining unapprehended." This exercise of discretion is protected under the doctrine of State-agent immunity. See Ex parte Estate of Reynolds, 946 So.2d 450, 457 (Ala.2006) (holding that Ex parte Cranman applied to protect State officers in the exercise of discretion where a policy set forth "criteria by which decisions were made and set out duties the defendants were required to perform," but noting that "`in the final analysis a significant degree of discretion is left to the defendants in their exercise of this particular function'" (quoting Grant v. Davis, 537 So.2d 7, 9 (Ala.1988))).
Patrick and the estate also argue that before initiating pursuit Officer Davis had to "give a specific reason for pursuit, including known violations," and that Officer Davis did not give any such reason. They cite in support of this argument the deposition testimony of Dr. Michael Lyman, a police-training expert, who testified that
Patrick and the estate's brief, at 22-23. However, this testimony, which was actually directed at Sgt. Brown's decision to pursue Marvin, is not evidence of Officer Davis's alleged failure to "give a specific reason for pursuit." Moreover, the radio transcript indicates that Officer Davis pursued Marvin because "[h]e [was] running" from Officer Davis following a routine traffic stop. Patrick and the estate cite no evidence or authority indicating that running from a police officer during a traffic stop is not "a specific reason for pursuit" under the policy. Even assuming that Dr. Lyman's testimony alleges a violation of
Patrick and the estate also argue that Sgt. Brown violated the following provision of the policy: "Officers should never pursue just because another officer is doing so." Patrick and the estate argue: "[Sgt.] Brown had no information that the suspect had committed a felony involving violence. `[A]bsent that information, the pursuit of a minor offender is unreasonable because the existence of pursuit itself poses a greater threat to the public than the capture of the violator justifies.'" Patrick and the estate's brief, at 23-24 (quoting Dr. Lyman's deposition testimony). Patrick and the estate also offer testimony from Johnnie Johnson, Jr., retired chief of police for the cities of Birmingham, Bessemer, and Brighton that Sgt. Brown's actions in pursuing Marvin were "unreasonable." However, the "reasonableness" of Sgt. Brown's decision to pursue Marvin is a different question than whether he continued pursuit "only because another officer [was] doing so," in violation of the policy.
Sgt. Brown testified in his affidavit:
Patrick and the estate have cited no evidence contradicting Sgt. Brown's affidavit testimony. Thus, they have not demonstrated that Sgt. Brown violated a detailed rule or regulation in this regard.
Patrick and the estate also argue that "[Sgt.] Brown should have terminated the pursuit when it became clear that continuing would jeopardize the safety of others." Patrick and the estate's brief, at 24. Patrick and the estate have not identified a specific provision of the policy that Sgt. Brown allegedly violated in this regard. Instead, they cite Sgt. Brown's testimony that "Marvin was not stopping for traffic signs or lights, he was weaving in and out of traffic and almost lost control of his vehicle," Patrick and the estate's brief, at 24, and Chief Johnson's testimony that "[Sgt. Brown] failed to step into the supervising role to inquire as to information about this chase, whether or not the chase was justified based on information that the officer had at his control at that moment and whether or not the chase should even initiate or continue."
Even assuming that Patrick and the estate are alleging a violation of the provisions of the policy relating to the role of a shift supervisor, the alleged violation goes, again, to Sgt. Brown's exercise of his discretion under the policy to determine whether pursuit was justified under the circumstances, not to "detailed rules or regulations, such as those stated on a checklist." Thus, Patrick and the estate have not demonstrated that Sgt. Brown
Patrick and the estate also argue that Sgt. Brown acted beyond his authority by violating § 32-5A-7(c), Ala.Code 1975, by turning off his lights and siren during his pursuit of Marvin. Section 32-5A-7 provides, in pertinent part:
In support of their argument, Patrick and the estate cite Williams v. Crook, 741 So.2d 1074 (Ala.1999), in which this Court found that an officer had violated § 32-5A-7 by failing to turn on his lights or sirens while en route to respond to a report of a domestic disturbance. Here, however, although Sgt. Brown stated in his report regarding the accident that, "after going down several streets and turns, I lost sight of the vehicle and I radioed to my dispatcher that I had lost the vehicle. . . . I turned my lights and siren off because I had lost the vehicle," Patrick and the estate have presented no evidence indicating that Sgt. Brown was exceeding the speed limit or acting under one of the other exemptions in § 32-5A-7(b) while his lights and sirens were off. Thus, Patrick and the estate have not demonstrated that Sgt. Brown violated § 32-5A-7 or that he acted beyond his authority in this regard.
Patrick and the estate also cite Blackwood v. City of Hanceville, 936 So.2d 495 (Ala.2006), for the proposition that, "where there are genuine issues of fact that exist [as to whether a police officer acted in violation of § 32-5A-7], neither the officer nor the city are entitled to judgment as a matter of law." Patrick and the estate's brief, at 29. However, as noted previously, Patrick and the estate have not demonstrated that there is a genuine issue of material fact as to whether Sgt. Brown violated § 32-5A-7. Therefore, Blackwood is inapposite.
Patrick and the estate also cite Seals v. City of Columbia, 641 So.2d 1247 (Ala. 1994), for the proposition that, "where there is evidence of a procedure that made continued pursuit of a suspect unnecessary, there was a genuine issue of material fact regarding immunity." Patrick and the estate's brief, at 29. In Seals, this Court determined that the evidence established that when a roadblock was in place "the proper procedure" for a pursuing officer for the City of Columbia was to back off pursuit of a fleeing offender. 641 So.2d at 1248. This Court held:
Patrick and the estate's brief, at 29-30.
Although Patrick and the estate opine that Officer Davis and Sgt. Brown had an alternative to pursuing Marvin, they have not demonstrated that, like the officer in Seals, Officer Davis or Sgt. Brown violated an established "procedure" in choosing to pursue Marvin. Therefore, Seals is also inapposite.
Patrick and the estate did not present substantial evidence creating a genuine issue of material fact as to whether Officer Davis and Sgt. Brown "`failed "`to discharge duties pursuant to detailed rules or regulations, such as those stated on a checklist,'"'" Ex parte City of Montgomery, 99 So.3d at 294 (quoting other cases), or acted beyond their authority in pursuing Marvin. Thus, they have not demonstrated that one of the exceptions to State-agent immunity under Ex parte Cranman applies here, and Officer Davis and Sgt. Brown are entitled to State-agent immunity.
In City of Crossville v. Haynes, 925 So.2d 944, 955 (Ala.2005), this Court stated:
(Quoting Howard v. City of Atmore, 887 So.2d 201, 211 (Ala.2003) (citations omitted).) Thus, because Officer Davis and Sgt. Brown are entitled to State-agent immunity from the negligence and negligence per se claims brought against them, Midfield is also immune from suit on those claims. The Midfield defendants are entitled to a summary judgment on the ground of immunity on those claims.
Patrick and the estate have also asserted a claim against Midfield alleging negligent training and supervision based on the alleged "negligence, carelessness and unskillfulness" of various fictitiously named defendants. The Midfield defendants have alleged no separate immunity ground related to this claim. Instead, they appear to assume that, if Officer Davis and Sgt. Brown are immune on the negligence and negligence per se claims against them, Midfield is immune on all the claims against it, including the negligent-training-and-supervision claim.
In Ex parte City of Montgomery, this Court addressed a similar issue. The plaintiffs in that case had asserted claims against the City of Montgomery alleging negligent hiring, training, and supervision, as well as claims of assault and battery, wantonness, and general negligence against both the City and various police officers. Citing Haynes, the City of Montgomery argued that, if the officers were
99 So.3d at 299 (footnote omitted).
Like the City of Montgomery, the Midfield defendants have not identified the "individual or individuals specifically charged with the . . . training[ ] and supervision of the police officers, much less whether the individual or individuals are police officers entitled to State-agent immunity." 99 So.3d at 299. Thus, Midfield has not demonstrated that it is immune from suit on the negligent-training-and-supervision claim and, therefore, entitled to a summary judgment as to that claim.
For the foregoing reasons, we grant the Midfield defendants' petition in part and direct the circuit court to dismiss the negligence and negligence per se claims against them. We deny the petition as it relates to the negligent-training-and-supervision claim against Midfield.
PETITION GRANTED IN PART AND DENIED IN PART; WRIT ISSUED.
STUART, BOLIN, PARKER, MAIN, WISE, and BRYAN, JJ., concur.
MURDOCK, J., concurs specially.
SHAW, J., concurs in part and concurs in the result.
MOORE, C.J., concurs in part and dissents in part.
MURDOCK, Justice (concurring specially).
I concur. Aside from the reasoning expressed in the main opinion, my vote is consistent with the more general concern I have expressed regarding this Court's jurisprudence as to the "beyond-authority" exception to State-agent immunity, including our cases involving alleged failures to comply with a checklist. See, e.g., Ex parte Coleman, 145 So.3d 751, 761 (Ala. 2013) (Murdock, J., concurring in the result); Ex parte Monroe Cnty. Bd. of Educ., 48 So.3d 621, 630 (Ala.2010) (Murdock, J., concurring in part and dissenting in part and quoting Ex parte Watson, 37 So.3d 752, 765-66 (Ala.2009) (Murdock, J., concurring in part and dissenting in part)).
SHAW, Justice (concurring in part and concurring in the result).
I concur fully in the main opinion, except as to the portion discussing the claim against the City of Midfield seeking damages for the alleged "negligence, carelessness and unskillfulness" of various fictitiously named defendants. As to that issue, I concur in the result.
In their motion for a summary judgment, the Midfield defendants did not argue that immunity barred this claim. Instead, they alleged (1) that Alabama law did not recognize an action against a municipality for negligent hiring, supervising, or training; (2) that liability under Ala. Code 1975, § 11-47-190, could be based only on a theory of respondeat superior; and (3) that the plaintiffs could not present
MOORE, Chief Justice (concurring in part and dissenting in part).
I concur with denying the writ of mandamus on the negligent-training-and-supervision claim. I dissent, however, from issuing the writ of mandamus on the remaining claims.